From the filings

Mandated tech stackHQ-led decisions

Balloon Realm

Retail non food

Software purchasing at Balloon Realm is controlled by its two-person HQ leadership team, Eugene C. Nifenecker II (The King) and Sha-Asia Castro (The Queen / Training Manager). The brand mandates BigCommerce for its e-commerce operations and operates just 2 total units—1 company-owned and 1 franchised—making this a micro-target for vendors. With an average unit volume of $140,329 and a 7% royalty, the addressable market is extremely small but may interest niche SaaS providers seeking early-stage franchise relationships.

For software vendors selling into US franchise brands.

Live signals

Total units
2
1 franchised
Unit growth YoY
0%
vs prior filing
AUV
$140K
Item 19, 2023
Royalty
7%
of gross sales
Ad fund
1%
national + local
Initial fee
$46K
per unit
Investment range
$128K–$235K
all-in, Item 7
Procurement
Approved supplier
from the filing
Non-compete
2 years
from the filing
Item 19
Claims
from the filing

Ongoing fee load

What the operator pays every month

The recurring percentage of gross sales named in this filing, before rent, labour or any technology fee.

8%of gross sales (FY2024)

Ongoing fees: 8% of gross sales (FY2024)Royalty 7%, Ad fund 1%. Total 8% of gross sales. Drawn against a 15% reference scale.

15% reference

Royalty 7%Ad fund 1%

Franchisor behaviours

What the franchisor requires

23 requirements the franchisor states in this filing, each in its own words; 7 explicit no's; 4 questions the text does not settle, which is not a no.

Accounting

Does the franchisor have direct or independent electronic access to the franchisee's financial, sales or customer records?

Yes

Franchise agreement

Franchisee acknowledges that Balloon Realm has the right to remotely access Franchisee’s point-of-sale system to calculate Total Sales.

Must the franchisee submit periodic financial statements (monthly, quarterly or annual) to the franchisor?

Yes

Franchise agreement

Franchisee shall provide such periodic financial reports as Balloon Realm may require in the Manual or otherwise in writing, including: (i) a monthly profit and loss statement and balance sheet for the Business within 30 days after the end of each calendar month; (ii) an annual financial statement (including profit…

How the franchisor buys

Does the franchisor reserve the right to change designated suppliers or systems at any time?

Yes

Franchise agreement

Balloon Realm may change any such requirement or change the status of any vendor.

How much revenue did the franchisor and its affiliates earn from franchisee purchases in the last fiscal year?

0

Item 8

During the fiscal year ended December 31. 2022, we did not derive revenue from the sale of inventory system folders.

Does the franchisor or an affiliate receive rebates, commissions or other revenue from designated or approved suppliers?

Yes

Franchise agreement

Balloon Realm may receive rebates, payments, or other consideration from vendors in connection with purchases by franchisees.

Item 8 gives this proportion in one of two shapes: separate percentages for establishing the business and for operating it, or one figure covering "establishing and operating" together. Where they are separate, answer with the operating percentage; where the passage gives only the combined figure, answer with that. What percentage of the franchisee's purchases must come from designated or approved suppliers?

75

Item 8

We estimate that the required purchases and leases of goods and services to operate your business are 75% to 90% of your total purchases and leases of goods and services to operate your business.

Can a franchisee propose a new supplier for the franchisor's approval?

Yes

Item 8

If you want to use a supplier that is not on our list of approved suppliers, you must request our approval in writing.

Communications

Does the franchisor own or control the business telephone numbers, or take them over when the agreement ends?

Yes

Franchise agreement

to cancel or transfer to Balloon Realm or its designee all telephone numbers, post office boxes, directory listings, and Digital Marketing accounts used by Franchisee in connection with the Business or the Marks

Data and IT

Must the franchisee comply with PCI, data-security or cybersecurity standards set by the franchisor?

Yes

Franchise agreement

complying at all times with the most current version of the Payment Card Industry Data Security Standards

Franchise management

Must the franchisee participate in a customer-satisfaction or net-promoter survey program?

Yes

Franchise agreement

Franchisee shall participate at its own expense in programs required from time to time by Balloon Realm for obtaining customer evaluations, reviewing Franchisee’s compliance with the System, and/or managing customer complaints, which may include (but are not limited to) a customer feedback system, customer survey…

Does the franchisor conduct periodic inspections, audits or evaluations of the franchised business?

Yes

Franchise agreement

Balloon Realm may enter the premises of the Business from time to time at any reasonable time (including during normal business hours) and conduct an inspection.

Can the franchisor change the operations manual and brand standards unilaterally?

Yes

Item 8

We may issue new specifications and standards for any aspect of our brand system, or modify existing specifications and standards, at any time by revising our Manual and/or issuing new written directives (which may be communicated to you by any method we choose).

Must the franchisor approve the franchisee's site or location before opening?

Yes

Item 12

If the specific location is not known at the time you sign a franchise agreement, then your location is subject to our approval.

Marketing

Must the franchisee participate in a customer loyalty or rewards program?

Yes

Franchise agreement

Franchisee shall sell or otherwise issue gift cards, certificates, or other pre-paid systems, and participate in any customer loyalty programs, membership/subscription programs, or customer incentive programs, designated by Balloon Realm, in the manner specified by Balloon Realm in the Manual or otherwise in writing.

Operations

Must the franchisee buy products from a designated distributor?

Yes

Item 8

We have the right to require you to purchase or lease all goods, services, supplies, fixtures, equipment, inventory, computer hardware and software, real estate, or comparable items related to establishing or operating your business (1) either from us or our designee, or from suppliers approved by us, or (2)…

Must equipment be purchased from designated or approved suppliers?

Yes

Item 8

You must purchase (or lease) the point-of-sale software and hardware, and related software and hardware, that we specify.

Payments

Are royalties and other fees collected by automatic bank debit (ACH or electronic funds transfer) from the franchisee's account?

Yes

Item 6

We currently require you to pay royalty fees and other amounts due to us by pre- authorized bank draft.

Must the franchisee participate in a gift card program?

Yes

Franchise agreement

At its own expense, Franchisee shall sell or otherwise issue gift cards, certificates, or other pre-paid systems, and participate in any customer loyalty programs, membership/subscription programs, or customer incentive programs, designated by Balloon Realm, in the manner specified by Balloon Realm in the Manual or…

People

Does the franchisor require minimum staffing levels or specific roles?

Yes

Franchise agreement

Franchisee must hire or engage sufficient number of personnel to service its volume of Business, and Franchisee must comply with any System Standards regarding staffing levels

Must employees wear uniforms specified by the franchisor?

Yes

Franchise agreement

Franchisee shall cause its personnel to comply with any dress attire, uniform, personal appearance, and hygiene standards set forth in the Manual.

Point of sale

Must the franchisee use a specific point-of-sale system designated or approved by the franchisor?

Yes

Item 11

We require you to use “BigCommerce” as your primary point of sale and order fulfillment system.

Does the franchisor have independent access to the data in the franchisee's POS or computer system?

Yes

Item 11

You must give us independent access to the information that will be generated or stored in these systems.

Training

Is attendance at an annual convention or conference mandatory for the franchisee?

Yes

Franchise agreement

The Principal Executive shall use reasonable efforts to attend all in-person meetings and remote meetings (such as telephone or video conference calls) that Balloon Realm requires, including any national or regional brand conventions or conferences.

The filing answers no to 7 questions
  • Must the franchisee use an accounting or bookkeeping system designated or approved by the franchisor?Item 11
  • Is the franchisor or an affiliate itself a supplier of required products, services or systems?Item 8
  • Is there a franchisee advisory council, association or committee?Item 11
  • Does the franchisor charge a fee to evaluate a proposed supplier?Item 8
  • Is the franchisee prohibited from operating its own website or social media accounts, or required to use pages the franchisor provides?Franchise agreement
  • Is a minimum grand opening advertising spend required?Franchise agreement
  • Must the franchisee participate in a regional advertising cooperative when one exists?Item 11

The vendor opportunity at Balloon Realm

Balloon Realm is a retail non-food franchise concept headquartered in New York. According to its 2024 Franchise Disclosure Document, the system consists of just 2 total units—1 company-owned and 1 franchised—with no year-over-year unit growth disclosed. Average unit volume sits at $140,329, and franchisees pay a 7% royalty on a 10-year initial term. For software vendors, this is a micro-opportunity: the total addressable market is 2 locations, and any sale will almost certainly require direct engagement with the brand's two-person leadership team.

The brand's small footprint means vendors should treat Balloon Realm as an early-stage relationship play rather than a volume sale. The franchisor holds tight operational control from HQ, and any technology adoption at the franchised unit level is likely directed or heavily influenced by the home office.

Who controls software purchasing

The 2024 FDD lists only two executives in Item 1: Eugene C. Nifenecker II, titled "The King," and Sha-Asia Castro, titled "The Queen (Training Manager)." No separate IT, procurement, or operations leadership is disclosed. In a system this small, both individuals are the de facto buying center. Vendors should expect that any software pitch—whether for e-commerce, POS, training, or back-office—will be evaluated and approved by one or both of these executives. There is no multi-unit operator layer to navigate, as no operators are mapped in our corpus.

Mandated and current tech stack

Balloon Realm's FDD mandates one technology system: BigCommerce. This is the brand's required e-commerce platform, and it is the only named vendor in the disclosed tech stack. No POS system, scheduling tool, CRM, or other operational software is identified as mandated or recommended in the FDD. For vendors selling complementary or replacement technology, the BigCommerce mandate is the single known integration point. Any pitch should acknowledge this existing commitment and explain how your solution coexists with or enhances their BigCommerce environment.

Procurement, renewals, and timing

The FDD does not provide an extract for Item 8, meaning the brand's procurement model—whether designated supplier, approved supplier, or open—is not disclosed in the available data. Vendors should inquire directly about purchasing requirements during initial conversations.

On renewals, Item 17 offers some timing signals. Franchisees may obtain up to two additional 5-year successor terms, provided they meet conditions including compliance with all contractual obligations, no more than two defaults under the franchise agreement, and renovation to then-current standards. They must also sign the then-current form of franchise agreement and a general release. With only one franchised unit and a 10-year initial term, renewal-driven technology refresh cycles are not a near-term volume driver. Software contract windows are more likely to open when HQ initiates a system-wide change or when the franchised unit undergoes a required renovation tied to renewal.

How to read the Balloon Realm FDD

The full 2024 Balloon Realm Franchise Disclosure Document is embedded below. Vendors should focus on Item 1 for leadership and litigation history, Item 11 for the franchisor's obligations around technology and support, and Item 17 for renewal and transfer conditions that may trigger software evaluation windows. Because the system is so small, the FDD is the single best source of truth on who buys and what they require. For a ranked target list of franchise systems that match your software's ideal customer profile, FranCloud can help you prioritize where to pitch next.

Questions vendors ask

Balloon Realm, answered from the filing

Eugene C. Nifenecker II (The King) and Sha-Asia Castro (The Queen / Training Manager) are the only executives on file. Both likely influence or approve any software decision given the brand's tiny size.
The 2024 FDD mandates BigCommerce. No other operational or POS systems are disclosed as required or recommended in the franchise disclosure document.
Two total units: one company-owned and one franchised. This is a very early-stage retail non-food concept based in New York.
The FDD does not extract a clear Item 8 procurement signal. The brand's supplier or purchasing requirements are not disclosed in the available data.
Initial terms run 10 years, with two optional 5-year renewals. With only 2 units and no disclosed recent growth, contract windows are unpredictable and likely tied to HQ-driven initiatives.
The 2024 FDD was filed with state franchise regulators. You can review it directly in the embedded PDF viewer below for full Item 1, Item 11, and Item 17 details.
Source

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Balloon Realm2024 FDDView only

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The brands you can actually sell into, from the filings.

Operator footprint

Who runs the locations

1 operators run 1 mapped locations. 0 of them are multi-unit. Aggregate counts from the filing; no names.

Operators by units owned

Single-unit1

Top states by locations

WI1

Related Retail non food brands

Primary franchise filings · updated June 2026. Every figure is source-traceable and QA-checked.